Ex parte DUAN et al. - Page 5




          Appeal No. 97-2174                                                           
          Application No. 08/214,763                                                   

          examiner.  This is because the applied prior art contains                    
          utterly no teaching or suggestion that such a substitution                   
          would serve any useful purpose whatsoever.  In this last                     
          mentioned regard, we appreciate that the examiner has stated                 
          “[t]he surface active dispersing agent of WO 92/00062 and the                
          acid ester of JP 4,169,554 are functionally equivalent”                      
          (answer, page 4).  This statement is completely without                      
          evidentiary support.  Certainly, the examiner points to                      
          nothing in the applied references, and we find nothing                       
          independently, to support the asserted equivalency.  It                      
          follows that no basis at all exists for the examiner’s                       
          position that an artisan with ordinary skill would have been                 
          motivated to effect the substitution under consideration.                    
               Even if this substitution were made, it appears that the                
          resulting formulation/method would not correspond to the                     
          formulation/method defined by the appealed claims.  More                     
          particularly, we find merit in the appellants’ argument that                 
          the acid esters of the Japanese reference do not correspond to               
          the here claimed dispersing aid compound which comprises a                   
          chain of diol/diacid condensate units.  On the other hand, the               
          examiner has made no reasonably specific rebuttal to this                    

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