Ex parte BUHL et al. - Page 6




          Appeal No. 1998-0328                                                        
          Application No. 08/383,251                                                  

          is forged (see column 3, line 46 of the Mitchell                            
          specification), but does not indicate whether the pin member                
          is hot forged or cold forged.                                               


               We are not unmindful of the citation of the Crook,                     
          Theobald and Gallagher references for the first time in the                 
          examiner’s answer to support his position that cold forming is              
          “well known” in the ball and socket joint art as set forth in               
          the paragraph bridging pages 6 and 7 of the answer.  Apart                  
          from the fact that this appears to be a new position presented              
          for the first time in the answer and apart from the fact that               
          the examiner has failed to specifically refer to the Theobald               
          and Gallagher references, the examiner should have included                 
          these additional references in the statements of the                        
          rejections if he intended to rely upon them in support of his               
          position of obviousness.  See In re Hoch, 428 F.2d 1341, 1342               
          n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).  For our review of the              
          standing rejections we shall therefore confine ourselves to                 
          the prior art set forth in the statements of the rejections.                





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