Ex parte SPECTOR - Page 3




                     Appeal No. 98-1194                                                                                                                                                
                     Application 08/630,669                                                                                                                                            


                                The references relied upon by the examiner as evidence of                                                                                              
                     obviousness are:2                                                                                                                                                 
                     Eiseman                     1,216,425            Feb. 20, 1917                                                                                                    
                     Casey et al. (Casey)        2,324,277           Jul.  13,                                                                                                         
                     1943                                                                                                                                                              
                                Claims 1, 7 and 8 stand rejected under 35 U.S.C. § 103(a)                                                                                              
                     as being unpatentable over Eiseman in view of Casey and vice                                                                                                      
                     versa.                                                                                                                                                            
                                Reference is made to the appellant's main and reply                                                                                                    
                     briefs (Paper Nos. 12 and 15) and to the examiner's answer                                                                                                        
                     (Paper No. 14) for the respective positions of the appellant                                                                                                      
                     and the examiner with regard to the merits of this rejection.                                                                                                     
                                Eiseman discloses an inflatable toy comprising "a casing                                                                                               
                     [10] of fabric or like inelastic material of oval, egg-shape                                                                                                      
                     or other elongated form and a substantially spherical                                                                                                             
                     inflatable balloon [17] within the casing, the balloon being                                                                                                      

                                2 Although the examiner has relied on U.S. Patent No.                                                                                                  
                     3,923,304 to Warren in the answer (Paper No. 14, see page 5)                                                                                                      
                     to support his position, he has not included this patent in                                                                                                       
                     the statement of the rejection on appeal.  Where a reference                                                                                                      
                     is relied on to support a rejection, whether or not in a minor                                                                                                    
                     capacity, there is no excuse for not positively including the                                                                                                     
                     reference in the statement of the rejection.  In re Hoch, 428                                                                                                     
                     F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).                                                                                                           
                     Accordingly, we have not considered the teachings of Warren in                                                                                                    
                     reviewing the merits of the examiner's rejection.                                                                                                                 

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