Ex parte MERTINS - Page 4




          Appeal No. 99-0031                                                          
          Application 08/639,737                                                      



          the functionally defined limitations.  Id., 128 F.3d at 1478,               
          44 USPQ2d at 1432.                                                          
                    In the present case, the preamble of claim 1 recites              
          "[a]n attachment for a baseball type cap having a hemispheric               
          opening and adjustment strap at the rear thereof and a bill in              
          front, comprising, . . . ."  Appellant, citing several cases,               
          asserts that "the preamble is a limitation on the scope of the              
          claim" (brief, page 9; reply brief, pages 1 and 2).  Insofar                
          as appellant may be arguing that claim 1 is drawn to the                    
          combination of a baseball type cap and an attachment, we agree              
          with the                                                                    
          examiner that it is not, since the preamble recites an attach-              
          ment for a cap.  However, the preamble limits the scope of the              
          claim to the extent that where a limitation in the body of the              
          claim refers back to structure recited in the preamble, the                 
          preamble structure referred to is incorporated into that                    
          limitation.  For example, the recitation "securement means for              
          securing said attachment only to the adjustment strap of said               
          cap" is interpreted as "securement means for securing said                  



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