Ex parte LI - Page 11


                  Appeal No. 1996-2163                                                                                                                     
                  Application 08/106,541                                                                                                                   

                  at the outer edge of the flare.  A simple flaring surface does not necessarily flare                                                     
                  backwards or roll backwards.                                                                                                             
                           With this understanding, we reverse the rejection of independent claims 17 and 20                                               
                  and their respective dependent claims rejected under 35 USC § 102 over Ishii.  On the                                                    

                  other hand, we sustain the rejection of anticipation under 35 USC § 102 of claims 27-29 on                                               
                  the basis of this reference.                                                                                                             
                           This rejection under 35 USC § 102 of independent method claim 27 is sustained                                                   
                  because there is no recitation in this claim that the recited “serrated-rolled edge” must be                                             
                  rolled back, which feature is recited in independent claims 17 and 20 and is the basis for                                               
                  the reversal of the rejection of these respective claims.  Ishii does not show and the                                                   
                  translation we have obtained of Ishii does not describe that the edge portion of the horn                                                
                  pipe 3 in the various figures has edges that are rolled back as required by independent                                                  
                  claims 17 and 20 on appeal.  To sustain the examiner’s rejection of these claims, we                                                     
                  would need to resort to speculation or unfounded assumptions to supply the factual                                                       
                  deficiencies in the record before us.  This we decline to do.  Note the guidance provided                                                
                  by In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967), cert. denied,                                                       

                  389 U.S. 1057 (1968), reh’g denied, 390 U.S. 1000 (1968).  Ishii simply falls short of the                                               
                  needed specificity.                                                                                                                      
                           Appellant’s arguments addressing this rejection are at pages 5 and 6 of the                                                     
                  principal Brief on appeal and at pages 3 and 4 of the second Reply Brief (where                                                          
                  appellant’s first Reply Brief does not substantively address these rejections).  To the extent                                           
                  that appellant argues that Ishii does not teach the reduction of edge defraction, this feature                                           

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