Ex parte RHOADS - Page 12




          Appeal No. 1996-3284                                                        
          Application 08/154,864                                                      


          discussion of the rejection under 35 U.S.C. § 112, second                   
          paragraph.  We find that it is not possible to apply the prior              
          art to claims 3 and 4 in deciding the question of obviousness               
          under 35 U.S.C. § 103 without resorting to speculation and                  
          conjecture as to the meaning of the questioned limitation in                
          claim 3 or claim 4.  This being the case, we are therefore                  
          constrained to reverse the Examiner's rejection of claims 3                 
          and 4 under 35 U.S.C. § 103 in light of the holding in In re                
          Steele, 305 F.2d at 862, 134 USPQ at 295 (CCPA 1962).  This                 
          reversal of the Examiner's rejection is based only on the                   
          procedural ground relating to the indefiniteness of these                   
          claims and therefore is not a reversal based on the merits of               
          the rejection.                                                              
               As to claims 5 to 9, we treat them on the merits of the                
          applied prior art.                                                          
          As a general proposition in an appeal involving a                           
          rejection under 35 U.S.C. § 103, an examiner is under a burden              
          to make out a prima facie case of obviousness.  If that burden              
          is met, the burden of going forward then shifts to the                      
          applicant to overcome the prima facie case with argument                    
          and/or evidence.  Obviousness is then determined on the basis               
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