Ex parte WANG et al. - Page 11




          Appeal No. 1997-0186                                                        
          Application No. 08/314,568                                                  


               Claims 1-4, 6-14 and 16-22 are rejected under 35 U.S.C.                
          § 112, first paragraph, as being based on a non-enabling                    
          disclosure.  Specifically, the examiner maintains that the                  
          disclosure is enabling only for claims limited to the intended              
          alkoxy silane compounds set forth in the specification and,                 
          for example, in claim 5 (Answer, p. 4).                                     
               Appellants argue that (Brief, pp. 5-6):                                
               In setting forth the instant rejection based upon                      
               alleged non-enablement, the Examiner has merely                        
               contended that disclosure is only enabling for                         
               claims limited to the intended alkoxy silane                           
               compounds as set forth in the specification and, for                   
               example, in Claim 5 without setting forth any                          
               reasoning or evidence in support thereof.  This is                     
               clearly improper, to adequately support a rejection                    
               under the first paragraph of § 112, since, as                          
               required by the mandate of In re Marzocchi & Horton,                   
               169 U.S.P.Q. 367 (C.C.P.A. 1971) and In re Mayhew,                     
               179 U.S.P.Q. 42 (C.C.P.A. 1973), such reasoning or                     
               evidence is required.                                                  
               In response, the examiner takes the position that no                   
          reasoning or evidence in support of the rejection is                        
          necessary.  See Answer, p. 10.  We disagree.  As correctly                  
          pointed out by appellants, the Court in In re Marzocchi, 439                
          F.2d 220, 224, 169 USPQ 367, 370 (CCPA 1971), explains:                     
               [I]t is incumbent upon the Patent Office, whenever a                   
               rejection on this basis [(35 U.S.C. § 112, first                       
               paragraph, enablement)] is made, to explain why it                     
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