Ex parte DAVIES et al. - Page 4



              Appeal No. 1997-0666                                                                                        
              Application 08/338,830                                                                                      



                     As evidence of obviousness of the herein claimed invention, the examiner relies on the               
              combined teachings of Barraclough and Leister.  In traversing the stated rejection, appellants              
              argue that neither relied upon reference discloses the use of appellants' basic CuPc                        
              component (b) as a deflocculating agent for any purpose, much less in combination with                      
              appellants' component (a) mixture of a methylated copper phthalocyanines.                                   
                     Respecting appellants' component (b) deflocculating agent, we observe that the                       
              examiner, for the first time in the prosecution of this application, indicated (Supplemental                
              Answer at page 2) that the claim language defining appellants' deflocculating agent as                      
              containing “up to four basic groups” selected from Formulae (1) and (2) includes “zero basic                
              groups.”  Thus, without further explanation, the examiner apparently now considers component                
              (b) of the appealed claims as covering any copper phthalocyanine deflocculating agent.   In                 
              light of appellants' specification and the prosecution history of this application, we do not find          
              the examiner's claim construction to be reasonable.  In the third paragraph of page 3 of the                
              specification, appellants indicate that a preferred deflocculating agent is a phthalocyanine,               
              especially CuPc, carrying acidic or basic groups.  The specification goes on to state that the              
              deflocculating agent “preferably contains up to” four ... basic groups “such as” the groups                 
              defined by Formula 1 and Formula 2 of the appealed claims.  Although the claim language “up                 
              to” includes zero as a lower limit, read in light of the other portion of the paragraph which               
              indicates that such deflocculating agents are especially” CuPc, carrying ... basic groups,” we              
              read the claims as the appellants have construed and argued them, i.e., as requiring the                    


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