Ex parte DAVIES et al. - Page 5



              Appeal No. 1997-0666                                                                                        
              Application 08/338,830                                                                                      



              specific basic groups set forth in appealed claim 12, i.e., the Formula 1 and Formula 2 groups.             
              This is consistent with appellants' construction of the claims as evident from their description of         
              the invention in the Brief at page 3 wherein they argue that an essential feature of the invention          
              is the use of a deflocculating agent which is a basic CuPc containing up to four basic groups               
              selected from the formulas in question.                                                                     
                     Further, respecting the issue regarding appellants' claimed component (b)                            
              deflocculating agents, the examiner contends that the prior art reference to Leister “suggests              
              the genus of the deflocculating agents to which the instant deflocculating agents belong.”  See             
              the Answer at pages 9 and 10.  However, the fact that a claimed species or subgenus is                      
              encompassed by prior art genus is not sufficient by itself to establish a prima facie case of               
              obviousness.                                                                                                
                     The examiner has also contended that the “instant deflocculating agents were                         
              notoriously well-known in the art for preventing flocculation of CuPc pigments.”  See the Answer            
              at page 5.  It is not uncommon that the rationale supporting an obviousness rejection is based              
              on either common knowledge in the art or “well-known” prior art.  As set forth in the MPEP §                
              2144.03, (6th ed., Rev. 2, July 1196; 2100-115), an examiner may take official notice of facts              
              outside the record so long as such facts are capable of “instant and unquestionable                         
              demonstration” as being “well-known” in the art.  Having been challenged by appellants in this              
              prosecution to provide factual support for his contention that appellants' specifically claimed             
              deflocculating agents are notoriously well known in the art, the examiner's failure to provide              


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