Ex parte DOCKNER et al. - Page 5






             Appeal 1997-1635                                                                                     
             Application 08/319,667                                                                               


                          15. Applicants' specification contains examples4                                        

             relied upon to prove unexpected results.                                                             

                          16. Example 1  (specification, page 8) describes an5                                                                    

             experiment in which only an amine (aminoguanidine bicarbonate)                                       

             is mixed with a composition which appears to include impure                                          

             methacrylic acid followed by separation of aldehydes in a                                            

             distillation column.  Following distillation, we are told that                                       

             a bottom portion of the distillation column contains                                                 

             "extensive solid precipitate (russet sludge) necessitating                                           

             shutting down the column after a mere 3 hours.                6                                      




                Applicants rely on experimental data set out in the specification in support of4                                                                                               
             the appeal.  We likewise have relied on the data and found it material in rendering our              
             decision.  Moreover, in reaching our decision, we have made the following assumptions:               
             (1) the data set out in the specification upon which applicants rely is based on actual              
             experimentation, (2) the data is accurately set out in the specification and (3) the                 
             data is not based on prophetic examples [see Hoffmann-La Roche, Inc. v. Promega Corp.,               
             1999 U.S. Dist. LEXIS 19059, Civil Action C-93-1748-VRW (N.D. Cal. Dec. 7, 1999)                     
             (Findings of Fact 56-60, 63-66, 69, 105-106, 112, 131 and 136 and Conclusions of Law 32              
             and 35)].  We also have relied on the fact that there is no other data known to                      
             applicants or the real party in interest which (1) would tend to contradict the                      
             experimental data set out in the specification and (2) was not called to our attention               
             in the brief and/or reply brief on appeal [see 37 CFR § 1.56(b)(2)].                                 
                To fully understand Example 1, one skilled in the art would have to be an5                                                                                               
             accomplished patent document archeologist with considerable talent for "digging" for,                
             and successfully locating, foreign patent documents, and if successful in the "dig,"                 
             probably be fluent in German to interpret what had been found.  Example 1 refers to no               
             less than four other patent documents, including those identified as (1) EP-B 58 927,                
             (2) EP-B 297 445, (3) EP-A 297 445 and (4) GDR Patent 54,354, all of which may be in the             
             German language.                                                                                     
                As will become apparent, infra, a case can be made the European Patent6                                                                                               
             Application 0 271 999 contradicts assertions made in applicants' specification.                      

                                                     - 5 -                                                        







Page:  Previous  1  2  3  4  5  6  7  8  9  10  11  12  13  14  15  Next 

Last modified: November 3, 2007