Ex parte CARR et al. - Page 3




          Appeal No. 1997-1746                                                        
          Application No. 08/469,801                                                  

               The obviousness-type double patenting rejection has not                
          been contested by the appellants on this appeal and therefore               
          is hereby summarily sustained without further comment.                      
               For the reasons set forth below, however, the examiner’s               
          section 103 rejection cannot be sustained.                                  
               In assessing the section 103 rejection, the sole issue to              
          be resolved is whether the Tonkovich thesis was sufficiently                
          accessible on the critical date (i.e., more than one year                   
          prior to the September 29, 1993 parent filing date for this                 
          application) so as to constitute a “printed publication”                    
          within the meaning of 35 U.S.C. § 102(b).  The facts relevant               
          to this issue are not in dispute.                                           
               On or about September 2, 1992 (i.e., approximately three               
          weeks prior to the critical date), a noncirculating copy of                 
          the thesis was shelved in the University Archives of the                    
          University of Minnesota.  Also on this date, the thesis author              
          and title information were entered into the on-line card                    
          catalog of the University of Minnesota.  Significantly, the                 
          thesis was not cataloged or indexed by subject matter.                      
               It appears to be the examiner’s implicit view, with which              
          we agree, that these factual circumstances by themselves would              

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