Ex parte GROSS et al. - Page 9




          Appeal No. 1997-3425                                       Page 9           
          Application No. 08/087,824                                                  


          “processor” refers to processor 22; the claimed “memory ...                 
          containing a first version of ... selected software,” refers                
          to programmable memory 26.  Furthermore, the claimed                        
          “directory ... listing each alternate version of said selected              
          software application contained therein and a unique                         
          identification of each data processing system among said                    
          plurality of data processing systems which has utilized each                
          of said alternate versions of said selected software                        
          application” refers to microcode replacement directory 40                   
          which includes column 56.  Next, we address the obviousness of              
          the claims.                                                                 


                              Obviousness of the Claims                               
               We begin by noting the following principles from In re                 
          Rijckaert, 9 F.3d 1531, 1532, 28 USPQ2d 1955, 1956 (Fed. Cir.               
          1993).                                                                      
               In rejecting claims under 35 U.S.C. Section 103, the                   
               examiner bears the initial burden of presenting a                      
               prima facie case of obviousness.  In re Oetiker, 977                   
               F.2d 1443, 1445, 24 USPQ2d 1443, 1444 (Fed. Cir.                       
               1992). Only if that burden is met, does the burden                     
               of coming  forward with evidence or argument shift                     
               to the applicant.  Id.  "A prima facie case of                         
               obviousness is established when the teachings from                     
               the prior art itself would appear to have suggested                    







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