Ex parte KOMATSU - Page 8




          Appeal No. 1997-4033                                                        
          Application No. 08/589,584                                                  



               a third cladding layer covering a top surface of said                  
          second cladding layer and sloped side walls of laminations of               
          said buffer layer, multiple quantum well optical wave-guide                 
          layer, and second cladding layer; and                                       
               a cap layer formed on a top surface of said third                      
          cladding layer;                                                             
               a dielectric film covering at least an entire surface of               
          said ridge-shaped optical wave-guide; and                                   
               two top electrodes extending over an entire part of said               
          two parallel straight phase modulator sections.                             
          The references and rejection                                                
               The examiner relies on the following references:                       
               Sasaki et al. (Sasaki), Novel Structure Photonic Devices               
          Using Selective MOVPE Growth, 33 NEC Research & Development                 
          372-82 (1992).                                                              
               Rolland et al. (Rolland), 10 Gbits/s, 1.56um MULTIQUANTUM              
          WELL InP/InGaAsP MACH-ZEHNDER OPTICAL MODULATOR, 29                         
          Electronics Letters 471-72 (1993).                                          
               Claims 22-26 stand rejected under 35 U.S.C. § 103 as                   
          unpatentable for obviousness over Rolland and Sasaki.                       


          The merits of the examiner's 35 U.S.C. § 103 rejection                      
               The 35 U.S.C. § 103 rejection is unsustainable even                    
          assuming the claims are accurate to call for the MQW structure              



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