Ex parte HUSSMAN - Page 9




          Appeal No. 1999-2030                                       Page 9           
          Application No. 08/423,077                                                  


               From our review of the record in the application, the                  
          examiner never specifically found that the structure of Kolff               
          (e.g., the balloon 46) corresponding to the recited means                   
          (i.e., "means for retaining . . .") was equivalent to the                   
          structure disclosed by the appellant (i.e., the various hooks               
          shown in Figures 1-10 and the helix shown in Figure 14).                    
          Moreover, the examiner never applied any of the above-noted                 
          indicia to support a conclusion that the structure of Kolff                 
          (e.g., the balloon 46) is or is not an "equivalent" of the                  
          structure disclosed by the appellant in the context of 35                   
          U.S.C. § 112, sixth paragraph.  Thus, it is our view that the               
          examiner has not met the burden of establishing a case of                   
          anticipation since the examiner has not established the                     
          structure of Kolff (e.g., the balloon 46) is an "equivalent"                
          of the structure disclosed by the appellant.                                


               In any event, in applying the above-noted tests for                    
          determining equivalence under the sixth paragraph of 35 U.S.C.              
          § 112 to ascertain whether the structure of Kolff (e.g., the                
          balloon 46) is or is not an "equivalent" of the structure                   
          disclosed by the appellant, we conclude that the structure of               







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