Ex Parte EDLINGER et al - Page 12




          Appeal No. 2000-0038                                                        
          Application 08/751,369                                                      


          by any particular process (col. 5, line 64 - col. 6, line 2).               
          Hence, Heming would have fairly suggested, to one of ordinary               
          skill in the art, using an intermediate layer having the                    
          disclosed thickness in combination with a waveguide layer formed            
          by any of the disclosed processes including ion-enhanced PVD.               
                                      Claim 36                                        
               Claim 36 requires sputtering with a DC plasma discharge                
          supplied by a DC generator, and cyclically separating the                   
          generator from the plasma discharge and simultaneously short                
          circuiting the plasma discharge.  The examiner argues that this             
          is analogous to the pulsing microwave treatment disclosed by                
          Heming (col. 13, lines 47-48 and 68).  The examiner, however,               
          provides no support for this argument.  The mere speculation                
          provided by the examiner is not sufficient for establishing a               
          prima facie case of obviousness.  See In re Warner, 379 F.2d                
          1011, 1017, 154 USPQ 173, 178 (CCPA 1967), cert. denied, 389 U.S.           
          1057 (1968); In re Sporck, 301 F.2d 686, 690, 133 USPQ 360, 364             
          (CCPA 1962).  Moreover, the examiner has not explained why, even            
          if these processes are analogous, Heming’s disclosure of pulsed             
          microwave PICVD treatment would have led one of ordinary skill in           
          the art to the particular process recited in the appellants’                
          claim 36.                                                                   
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