Ex parte STROM et al. - Page 6


                Appeal No.  2000-0839                                                                         
                Application No. 08/355,502                                                                    
                      We are not persuaded by the examiner’s argument (Answer, page 11) that                  
                “one of ordinary skill in the art would expect success with the IL-10/Fc chimera since        
                claim 2 in the ‘964 patent expressly recites fusions of ligand binding partner                
                proteins and immunoglobulin chains, and to expect otherwise one would have to                 
                consider the claim 26 of the ‘964 patent invalid.”  Instead, we agree with appellants’        

                (Brief, page 13) that “Capon’s claim 2 could be perfectly valid and yet not render            
                obvious a species within it.”  In our opinion, this argument also attempts to                 
                improperly shift the examiner’s burden7 of establishing a prima facie case of                 

                obviousness to appellant.                                                                     
                      On this record, appellants’ provide evidence (Capon II) that a person of                
                ordinary skill in the art would have had less than a reasonable expectation of                
                success in obtaining an IL-10/Fc fusion protein wherein both ends retain their                
                biological activity.  Supporting this evidence, appellants argue (Brief, page 13) that        
                while it is undisputed8 that the scope of the ‘964 patent is immense, the patent also         

                “fails to so much as mention the general class of molecules encompassing IL-10 …              

                                                                                                              
                6 Claim 2 (‘964).  Nucleic acid encoding a polypeptide fusion of a ligand binding             
                partner protein and an immunoglobulin chain, wherein the ligand binding partner               
                protein is not a platelet growth factor receptor or an insulin receptor said ligand           
                binding partner protein and said immunoglobulin chain being fused through C- or N-            
                terminal amino or carboxyl groups, and said fusion further comprising an additional           
                fusion of an agent selected from the group consisting of a multiple subunit (chain)           
                polypeptide, a portion or an immunoglobulin superfamily member, a toxin and a                 
                polypeptide therapeutic agent not otherwise associated with an immunoglobulin,                
                and an immunoglobulin chain.                                                                  
                7 It is the examiner who has the initial burden of presenting a prima facie case of           
                obviousness.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444  (Fed.                 
                Cir. 1992).                                                                                   
                8 The examiner agrees (Answer, page 8) that the scope of the ‘965 patent is                   
                immense.                                                                                      

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