Ex parte SABATHIE - Page 8




                     Appeal No. 2000-1332                                                                                                                                              
                     Application No. 08/793,242                                                                                                                                        


                          (answer, page 3).  The examiner goes on to explain that                                                                                                      


                                     [i]t is believed the openings for the tubes of                                                                                                    
                                     Yamaguchi are formed prior to the partition                                                                                                       
                                     insertion, since the tubes and conduits are                                                                                                       
                                     immediately inserted and fixed to the fluid box.                                                                                                  
                                     . . .  Clearly, if Yamaguchi deemed a                                                                                                             
                                     criticality on forming the tube openings after                                                                                                    
                                     the partition insertion, further disclosure                                                                                                       
                                     would have been made [answer, page 6].                                            1                                                               

                                     The examiner's position here is unsound.  To begin                                                                                                
                          with, and as pointed out by the appellant, Yamaguchi is                                                                                                      
                          silent as to whether openings for heat exchange tubes 21                                                                                                     
                          are formed in header pipes 130, 140 before or after the                                                                                                      
                          end plugs 15-18 and partitions 71, 72, 75 are positioned                                                                                                     
                          and immobilized.  Furthermore, Yamaguchi neither states                                                                                                      
                          nor implies that the heat exchange tubes are inserted and                                                                                                    

                                1 On page 6 in the answer, the examiner relies on Sutou to                                                                                             
                     bolster the proposition that Yamaguchi’s tube openings are                                                                                                        
                     formed prior to partition insertion.  Sutou, however, has not                                                                                                     
                     been included in the statement of the rejection of claims 2                                                                                                       
                     through 5, 7, 10, 11 and 13.  Where a reference is relied on                                                                                                      
                     to support a rejection, whether or not in a minor capacity,                                                                                                       
                     there is no excuse for not positively including the reference                                                                                                     
                     in the statement of the rejection.  See In re Hoch, 428 F.2d                                                                                                      
                     1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).                                                                                                                
                     Accordingly, we have not considered the teachings of Sutou in                                                                                                     
                     reviewing the rejections of claims 2 through 5, 7, 10, 11 and                                                                                                     
                     13 .                                                                                                                                                              
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