Ex parte GINN et al. - Page 6




          Appeal No. 2000-1841                                                        
          Application 09/016,738                                                      


               [t]he implement 11 is articulatably pivotal                            
               around the dipper arm 10 in response to movement of                    
               the linkage 12 by hydraulic ram 13.                                    
               Forked dipper arm 10 comprises [a] main . . .                          
               strut member 15 with furcations or sub-strut members                   
               16,17 extending therefrom.  A substantially U-shaped                   
               portion 18 is thereby formed between the furcations                    
               [column 5, lines 33 through 39].                                       
               In proposing to combine Shook and Brown to reject the                  
          appealed claims, the examiner concludes that “[i]t would have               
          been obvious to construct each boom 14 in Shook as a box beam               
          with spaces at opposite ends for links 23 and lever 29 in view              
          of the teaching in Brown.  See Brown[’s] . . . portion 18.                  
          Note appellants’ claims do not preclude the use of parallel                 
          booms” (answer, page 3).  The examiner goes on to reason that               
               the alignment in Shooks [sic] of elements 23 and 29                    
               would lead an artisan to use open spaces at opposite                   
               ends of boom 14 in view of the open space [18]                         
               taught by Brown.  This arrangement using open spaces                   
               at opposite ends of boom 14 in Shook to receive link                   
               23 and lever 29 instead of mounting them to the side                   
               of the boom would be an obvious substitution of                        
               equivalent structures [answer, page 5].                                


               Rejections based on 35 U.S.C. § 103(a) must rest on a                  
          factual basis.  In re Warner, 379 F.2d 1011, 1017, 154 USPQ                 
          173, 177-78 (CCPA 1967).  In making such a rejection, the                   
          examiner has the initial duty of supplying the requisite                    

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