Ex Parte BOETTCHER et al - Page 3




                 Appeal No. 2002-0089                                                                                                               
                 Application No. 09/331,647                                                                                                         

                 2.       The References                                                                                                            
                          The prior art references of record relied upon by the examiner in rejecting the appealed                                  
                 claims are:                                                                                                                        
                 Schambil, et al. (Schambil)                         CA 1,334,458              February 14, 1995                                    
                 Wahle et al. (Wahle)                                U.S. 5,723,137            March 3, 1998                                        
                          Schambil is available as prior art under 35 U.S.C. § 102(b).  Wahle has a 35 U.S.C.                                       
                 § 102(e) filing date of April 29, 1996 and is available as prior art under 35 U.S.C. § 102(e).                                     
                          a.      The Schambil Reference                                                                                            
                          Schambil describes a process for the production of oil-in-water emulsions of polar oil                                    
                 components.   (Schambil, p. 1, lines 3-7).   More specifically, Schambil’s emulsions are phase-                                    
                 inversion temperature (PIT) emulsions that contain a polar oil having one or more ester                                            
                 functional groups in the molecule.  (Schambil, p. 1, lines 3-7 and p. 2, lines 13-18).  The                                        
                 compositions are said to be useful as skin-care and body-care preparations.  (Schambil, p. 8, lines                                
                 8-14).                                                                                                                             
                          Schambil’s emulsions are said to comprise an oil component (A), a primary emulsifier                                      
                 (B) and water.  Preferably the compositions also contain a co-emulsifier component (C).                                            
                 Generally, the oil component (A) and an equal mass of water or more are made into the emulsion                                     
                 with a preferred ratio of (A):(B):(C) of 1: 0.1-0.3: 0.1-0.3.  (Page 2, lines 35-37 and page 7, lines                              
                 6-9).                                                                                                                              
                          The oil component (A) consists of:                                                                                        
                                  (A1)  50 to 100% by weight of mono- or diester molecules that contains at least                                   
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