Ex parte KATO et al. - Page 3




                 Appeal No. 1997-2917                                                                                                                   
                 Application No. 08/351,697                                                                                                             


                          a. hydrolyzing a metal alkoxide in the presence of at                                                                         
                 least one alcohol amine to produce a ceramic sol;                                                                                      
                          b. adding at least one member selected from the group                                                                         
                 consisting of polyethylene glycol and polyethylene oxide to                                                                            
                 the ceramic sol;                                                                                                                       
                          c. depositing the resultant ceramic sol on said                                                                               
                 substrate; and                                                                                                                         
                          d. heating the resultant substrate.                                                                                           
                          In support of his rejection, the examiner has relied upon                                                                     
                 the following prior art:                                                                                                               
                 Nakanishi                                                      5,009,688                                                               
                 Apr. 23, 1991                                                                                                                          
                 Kobayashi et al. (Kobayashi)                                   5,304,533                           Apr.                                
                 19, 1994                                                                                                                               
                                                                                (filed Aug. 24,                                                         
                 1988)                                                                                                                                  
                 Yi et al. (Yi), “Sol-Gel Processing of Complex Oxide Films,”                                                                           
                 70 Ceramic Bulletin, no. 7, 1173-79 (American Ceramic Society,                                                                         
                 1991).                                                                                                                                 
                          Claims 5, 6 and 8 through 10 stand rejected under 35                                                                          
                 U.S.C. § 103 as unpatentable over the combined disclosures of                                                                          
                 Yi, Kobayashi and Nakanishi.1                                                                                                          

                          1In view of the Amendment under 37 CFR § 1.116 dated                                                                          
                 September 5, 1996, Paper No. 13, the examiner withdrew the §                                                                           
                 103 rejection of claims 5, 6, 8 and 9 as unpatentable over the                                                                         
                 combined disclosures of Nakanishi and Yi as set forth in the                                                                           
                 final Office action dated June 10, 1996.  See Answer, pages 2-                                                                         
                 3, in conjunction with the final Office action, page 4.  The                                                                           
                 examiner then extended the § 103 rejection of claim 10 as                                                                              
                                                                           3                                                                            





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