Ex parte BLACKWELL et al. - Page 9




                Appeal No. 1998-0036                                                                                 Page 9                   
                Application No. 08/431,203                                                                                                    


                         For the above reasons, we conclude that the Examiner has established a prima facie case of                           

                obviousness.  We note that while Appellants state that enhanced adhesion is achieved by reducing the                          

                absorbed moisture to about 1% to about 2% by weight (Brief, page 2), Appellants’ do not point to any                          

                particular objective evidence supporting the criticality of this range nor the ranges of temperatures and                     

                pressures discussed in the specification which result in the claimed level of moisture.  “[I]t is well settled                

                that unexpected results must be established by factual evidence.  Geisler, 116 F.3d at 1470, 43                               

                USPQ2d at 1365.  Attorney arguments in the Brief cannot take the place of evidence.  In re Lindner,                           

                457 F.2d 506, 508, 173 USPQ 356, 358 (CCPA 1972).  Furthermore, we note that “[m]ere                                          

                argument or conclusory statements in the specification does not suffice.”  In re De Blauwe, 736 F.2d                          

                699, 705, 222 USPQ 191, 196 (Fed. Cir. 1994).  Therefore, we conclude that the totality of the                                

                evidence supports a conclusion of prima facie obviousness with respect to the process of claim 1 and                          

                those claims dependent thereon.                                                                                               

                The Apparatus                                                                                                                 

                         Claim 14 is directed to an apparatus, namely, a roll sputter system.  As an initial matter, we                       

                note that the claimed apparatus was rejected over the combination of Swisher, Lindsay, Sartor and Ho.                         

                However, the Examiner provides no reasoning specific to claim 14 that we can locate tending to show                           

                that this combination of art describes or suggests a roll sputtering apparatus as claimed.  As the                            

                Examiner carries the burden of proof in establishing a prima facie case of obviousness and that burden                        









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