Ex parte HUGHES et al. - Page 9




              Appeal No. 1998-0653                                                                          9                
              Application No. 08/282,278                                                                                     


              substituent as hydrogen is part of the original component.  However, the use of                                

              “hydrogen” as a substituent is customary, clear, and without ambiguity.  Accordingly, we                       

              conclude that no lack of definiteness occurs.                                                                  

                      Finally, the fourth and final ground of rejection is directed to the first paragraph                   

              35 U.S.C. § 112, issue of enablement.  When rejecting a claim under the enablement                             

              requirement of section 112, the PTO bears the initial burden of setting forth a                                

              reasonable explanation as to why it believes the scope of protection provided by the                           

              claimed subject matter is not adequately enabled by the description of the invention                           

              provided in the specification of the application.  This includes providing sufficient reasons                  

              for doubting any assertions in the specification as to the scope of enablement.  If this                       

              burden is met, the burden then shifts to the appellants to provide suitable proofs that the                    

              specification is enabling.  In re Wright, 999 F.2d 1557, 1561-62, 27 USPQ2d 1510,                              

              1513 (Fed. Cir. 1993); In re Marzocchi, 439 F.2d 220, 223-24, 169 USPQ 367,                                    

              369-70 (CCPA 1971).  The examiner finds that the specification fails to enable one                             

              skilled in the art to make the compounds wherein R4 and/or R5 are other than hydrogen.                         
              It is the examiner’s position that “[t]he lithium acetylide disclosed on page 7, line 19,                      

              does not contain any substituent groups capable of generating the R4 and/or R5 groups in                       
              the claimed naphthopyran compounds.”  See Answer, pages 7 and 8.  In our view, the                             

              examiner has not met his burden of establishing a prima facie case of lack of enablement.                      







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