Ex parte LOO et al. - Page 5




                  Appeal No. 1998-1411                                                                                         Page 5                     
                  Application No. 08/562,316                                                                                                              


                  that the binder resin would appear to have the recited Tg of at least 110 /C because it meets the                                       

                  compositional limitations of the instant claims and has a relatively high molecular weight (Answer, page                                

                  4).                                                                                                                                     

                           The Examiner has presented no documented proof of the Tg levels of the various polymers                                        

                  described by Hill and Hofmann.  We note that the specific polymer described in Appellants’                                              

                  specification, i.e. a copolymer containing methacrylic acid, methyl methacrylate and ethyl acrylate in a                                

                  weight ratio of 22.2/64.6/13.2, weight average molecular weight 45,000 and acid number 130-150, is                                      

                  different than the exemplified polymers of the references.  Our own review of various handbooks2                                        

                  indicates that the Tgs of acrylic polymers tend to be below 110 /C and the Tg for polymethyl                                            

                  methacrylate appears to depend on whether the polymer is atactic (Tg 105 /C), syndiotactic (Tg 120                                      

                  /C) or  isotactic (Tg 45 /C)3.  Therefore, for a homopolymer of polymethyl methacrylate, it cannot be                                   

                           2See Zbigniew D. Jastrzebski, The Nature and Properties of Engineering Materials, app.                                         
                  Table A4 at 615 (2d ed. 1976); Polymer Handbook III-66-69 (J. Brandrup & E. H. Immergut eds.,                                           
                  2d ed. 1966);  Modern Plastics Encyclopedia 513-14 (Rosalind Juran et al. eds. 1988).                                                   
                           3We note that Appellants presented evidence at the Oral Hearing concerning the Tg of                                           
                  polymethyl methacrylate.  As this particular evidence was not in the written record and the Examiner                                    
                  had no opportunity to address this evidence, we cannot place any weight on it.  However, we have                                        
                  independently cited evidence of the Tg of various acrylic and methacrylic  polymers so as to illustrate                                 
                  why the belief that the Tgs of the prior art polymers are inherently within the claimed range is not                                    
                  reasonable in this case.  While we have performed some limited fact finding, we wish to point out that                                  
                  the Board of Patent Appeals and Interferences is a board of review and not a vehicle for initial                                        
                  examination.  See 35 U.S.C. § 6(b)(2000).  It is incumbent on the Examiner and Appellants to place                                      
                  into the written record at the appropriate time enough evidence to meet their respective burdens of                                     
                  production and proof in order to advance the examination of the application.                                                            







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