Ex parte AZUMA et al. - Page 10




          Appeal No. 1998-2309                                      Page 10           
          Application No. 08/277,035                                                  


          the claimed electrode.  As to whether Swartz teaches or                     
          suggests  depositing a liquid barium strontium titanium (BST)               
          precursor directly on the substrate, we find that the passage               
          from column 4, lines 2-6 relied upon by the examiner is                     
          further described (col. 8, lines 5-9) where Swartz discloses                
          that "[t]his invention will also have utility in improving the              
          crystallinity and/or reducing the annealing times of                        
          ferroelectric thin films, even when the interlayer is not                   
          required for crystallization of the perovskite phase."  Swartz              
          further discloses (col. 8, lines 9-18) that sol-gel PZT thin                
          films require higher temperatures for crystallization into the              
          perovskite structure than do sol-gel derived from PbTiO .  In               
                                                                 3                    
          the table beginning at the bottom of col. 8, a number of                    
          examples are given in which no interlayer (first layer that is              
          substantially insensitive to the substrate) is provided.                    
          However, we observe that none of these examples includes BST                
          (which is sensitive to the substrate) as the second layer.                  
          Thus, we agree with appellants (brief, page 9-10) that "Swartz              
          et al. never once reports the perovskite-phase crystallization              
          of a substrate-sensitive material in the absence of an                      
          intermediate seed layer [first layer or interlayer], except in              







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