Ex parte KIM - Page 9




             Appeal No. 1998-2513                                                                                     
             Application No. 08/171,427                                                                               

             speed instruction generator is a voltage controlled oscillator.  We agree that the                       
             evidentiary basis for the rejection of those claims is lacking.  The allocation of burdens               
             requires that the USPTO produce the factual basis for its rejection of an application under              
             35 U.S.C. § § 102 and 103.  In re Piasecki, 745 F.2d 1468, 1472, 223 USPQ 785, 788                       
             (Fed. Cir. 1984) (citing In re Warner, 379 F.2d 1011, 1016, 154 USPQ 173, 177 (CCPA                      
             1967)).  The one who bears the initial burden of presenting a prima facie case of                        
             unpatentability is the examiner.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443,                    
             1444 (Fed. Cir. 1992).                                                                                   
                    The statement of the rejection (Answer, page 4, final paragraph) appears to be                    
             based on appellant’s own teachings in the specification.  The examiner’s further                         
             commentary (Answer, page 7) does not refer to any evidence in the record.  Alleging that                 
             voltage controlled oscillators were “notoriously well known in the art” does not speak to the            
             subject matter as a whole of claims 9 and 14.                                                            
                    Taneka discloses in Figure 5, element 5, an “F/V” (frequency to voltage) converter.               
             We may conclude that the reverse operation -- voltage to frequency conversion -- was                     
             routine in the art.  However, as appellant points out, there are no teachings in the evidence            
             upon which the rejection is based to establish that a voltage controlled oscillator was the              
             particular hardware suggested as the capstan speed instruction generator.  Since a prima                 
             facie case of obviousness has not been established for those claims, we do not sustain                   
             the rejection of claims 9 and 14.                                                                        

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