Ex parte SUZUKI et al. - Page 4




              Appeal No. 1999-0156                                                                                        
              Application 08/555,901                                                                                      

              skill in the art the obviousness of the invention as set forth in claims 1-5, 7-15 and 17-19.               
              Accordingly, we reverse.                                                                                    
              In rejecting claims under 35 U.S.C. § 103, it is incumbent upon the examiner to                             
              establish a factual basis to support the legal conclusion of obviousness.  See In re Fine,                  
              837 F.2d 1071, 1073, 5 USPQ2d 1596, 1598 (Fed. Cir. 1988).  In so doing, the examiner                       
              is expected to make the factual determinations set forth in Graham v. John Deere Co., 383                   
              U.S. 1, 17, 148 USPQ 459, 467 (1966), and to provide a reason why one having ordinary                       
              skill in the pertinent art would have been led to modify the prior art or to combine prior art              
              references to arrive at the claimed invention.  Such reason must stem from some teaching,                   
              suggestion or implication in the prior art as a whole or knowledge generally available to                   
              one having ordinary skill in the art.  Uniroyal, Inc. v. Rudkin-Wiley Corp., 837 F.2d 1044,                 
              1051, 5 USPQ2d 1434, 1438 (Fed. Cir.), cert. denied, 488 U.S. 825 (1988); Ashland Oil,                      
              Inc. v. Delta Resins & Refractories, Inc., 776 F.2d 281, 293, 227 USPQ 657, 664 (Fed.                       
              Cir. 1985), cert. denied, 475 U.S. 1017 (1986); ACS Hosp. Sys., Inc. v. Montefiore Hosp.,                   
              732 F.2d 1572, 1577, 221 USPQ 929, 933 (Fed. Cir. 1984).  These showings by the                             
              examiner are an essential part of complying with the burden of presenting a prima facie                     
              case of obviousness.  Note In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444                         
              (Fed. Cir. 1992).  If that burden is met, the burden then shifts to the applicant to overcome               
              the prima facie case with argument and/or evidence.  Obviousness is then determined on                      
              the basis of the evidence as a whole and the relative persuasiveness of the arguments.                      

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