Ex parte PETTINGELL et al. - Page 8





                 Appeal No. 1999-0832                                                                                     Page 8                        
                 Application No. 08/147,793                                                                                                             

                 of the illumination source being a laser  (claim 2) and a arc           1                                                              

                 discharge source (claim 3). We find that Kino does not                                                                                 
                 overcome the basic deficiencies of Suzuki.  Accordingly, the                                                                           
                 rejection of dependent claims 2, 3, and 5 under 35 U.S.C. §                                                                            
                 103 is reversed.                                                                                                                       
                          Turning next to the rejection of independent claim 6                                                                          
                 under 35 U.S.C. § 103 as unpatentable over Suzuki , the                                 2                                              

                 examiner's position (answer, page 8) is that since Suzuki                                                                              
                 discloses all of the structural elements of the claim, that it                                                                         
                 would have been obvious to use Suzuki "to achieve a method of                                                                          
                 darkfield illumination system as claimed."  We find that claim                                                                         
                 6 recites,                                                                                                                             


                          1  Although the examiner relies upon Kino for a teaching of using a laser                                                     
                 as the illumination source, we note that this feature is in fact taught by                                                             
                 Suzuki (col. 5, lines 34-37).                                                                                                          
                          2  The statement of the rejection of claim 6 recites that the claim is                                                        
                 rejected over Suzuki.  However, at the conclusion of the  rejection, the                                                               
                 examiner makes an additional statement that it would have been obvious to use                                                          
                 the structure of Kino to obtain the claimed method "because the structure of                                                           
                 Kino et al. (4,927,254) would inherently increase the intensity of                                                                     
                 illumination, reduce the intensity level."  This rejection has been repeated                                                           
                 since the non-final Office action (Paper No. 12, mailed September 11, 1996),                                                           
                 and appellant has not commented on this point. "Where a reference is relied on                                                         
                 to support a rejection, whether or not in a 'minor capacity,' there would                                                              
                 appear to be no excuse for not positively including the reference in the                                                               
                 statement of rejection."  In re Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406,                                                           
                 407 n.3 (CCPA 1970). See also Ex parte Raske, 28 USPQ2d 1304, 1305 (Bd. Pat.                                                           
                 App. & Int. 1993). Accordingly, the Kino reference will not be considered as                                                           
                 to the patentability of claim 6 since the reference was not included in the                                                            
                 statement of the rejection.                                                                                                            








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