Ex Parte MITCHELL - Page 2


                  Appeal No. 1999-1427                                                                                     
                  Application No. 08/372,429                                                                               

                         The examiner relies on the following references:                                                  
                         Makela et al., “Animal Models for Vaccines to Prevent Infectious                                  
                  Diseases,” Vaccine, Vol. 14, pp. 717-731                                                                 
                         Marshall, “Gene Therapy’s Growing Pains,” Science, Vol. 269, pp. 1050-                            
                  1055 (1995)                                                                                              
                         Orkin et al., Report and Recommendations of the Panel to Assess the NIH                           
                  Investment in Research on Gene Therapy, National Institutes of Health (1995)                             
                         Holmgren et al., “Mucosal Immunity: Implications for Vaccine                                      
                  Development,” Immunobiology, Vol. 184, pp. 157-179 (1992)                                                

                         Claims 1-7 stand rejected under 35 U.S.C. § 112, first paragraph, as                              
                  unsupported by an enabling disclosure.                                                                   
                         We reverse.                                                                                       
                                                       Background                                                          
                         “Mucosal surfaces represent the major route of entry for most systemic                            
                  pathogens with subsequent mucosal immunity usually providing long-term                                   
                  protection against reinfection.”  Specification, page 1.  The specification discloses                    
                  a “method of inducing a mucosal immune response in a subject, comprising                                 
                  administering to the mucosa of the subject an amount of antigen-encoding DNA                             
                  effective to induce a mucosal immune response complexed to a transfection-                               
                  facilitating lipospermine or a lipospermidine.”  Id.                                                     
                         The specification includes a working example showing that DNA encoding                            
                  the HIV env protein induces a mucosal immune response in mice when                                       
                  administered, complexed to dioctadecylamidoglycylspermine, via nasal aerosol.                            
                  See pages 29-34.  The specification states that the experiment produced “a clear                         


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