Ex Parte SIMS et al - Page 7


                 Appeal No.  1999-1430                                                                                
                 Application No.  08/441,893                                                                          
                 set forth in Wands, the factors to be considered in determining whether a                            
                 claimed invention is enabled throughout its scope without undue experimentation                      
                 include the quantity of experimentation necessary, the amount of direction or                        
                 guidance presented, the presence or absence of working examples, the nature                          
                 of the invention, the state of the prior art, the relative skill of those in the art, the            
                 predictability or unpredictability of the art, and the breadth of the claims.                        
                        We note that in response to appellants’ arguments, the examiner attempts                      
                 (Answer, pages 8-11) to “shoehorn” his unsupported conclusions into a Wands                          
                 analysis.  However, in the absence of a factual basis to support the examiner’s                      
                 conclusions, the examiner has not sustained his initial burden of establishing a                     
                 prima facie case of non-enablement.  In this regard, we recommend that the                           
                 examiner review Enzo Biochem, Inc. v. Calgene, Inc., 188 F.3d 1362,                                  
                 52 USPQ2d 1129 (Fed. Cir. 1999).  Therein, the court provided a model analysis                       
                 of enablement issues and illustrated the type of fact finding which is needed                        
                 before one is in a proper position to determine whether a given claim is enabled                     
                 or non-enabled.                                                                                      
                        The examiner appears to be unduly concerned that the claims include                           
                 inoperative species.  As set forth in Atlas Powder Co. v. E.I. DuPont De Nemours                     
                 & Co., 750 F.2d 1569, 1576-77, 224 USPQ 409, 414 (Fed. Cir. 1984):                                   
                               Even if some of the claimed combinations were inoperative,                             
                               the claims are not necessarily invalid.  “It is not a function of                      
                               the claims to specifically exclude ... possible inoperative                            
                               substances ....”  In re Dinh-Nguyen, 492 F.2d 856, 859-59,                             
                               181 USPQ 46, 48 (CCPA 1974)(emphasis omitted).  Accord,                                
                               In re Geerdes, 491 F.2d 1260, 1265, 180 USPQ 789, 793                                  
                               (CCPA 1974); In re Anderson, 471 F.2d 1237, 1242, 176                                  
                               USPQ 331, 334-35 (CCPA 1971).  Of course, if the number                                

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