Ex parte HAVEMANN - Page 4




              Appeal No. 1999-1623                                                                                           
              Application 08/474,239                                                                                         




              independent claim require the sequential forming in step B followed then by an additional                      
              sequential forming in step C of certain regions within the volume initially recited in the first               
              subclause A of each independent claim.  In claim 25, for example, after the volume of                          
              semi-conductor material has been provided in clause A, at least one region of electrically                     
              insulating material is "then" formed "within" that volume, where that electrically insulating                  
              material includes a part of the volume of the semi-conductor material itself, further requiring                
              that the region of electrically insulating material be spaced from the pair of opposite                        
              surfaces of the volume itself.  Independent claims 26 and 41 each require that a pair of                       
              regions be formed in step B "within" the volume of semi-conductor material.                                    
                      It is these recitations of independent claims 25, 26 and 41 on appeal that form the                    
              basis of a reversal of the rejections under 35 U.S.C. § 102 as being anticipated by Shoji                      
              [Kouji].  Even the abstract accompanying the translation indicates that the N-type epitaxial                   
              layer 7 is formed first and then the second N-type epitaxial layer 9 is formed.                                
              The examiner’s position and persistent view during the prosecution that the semiconductor                      
              volume of the claims includes layers 7 and 9 in Shoji [Kouji] Figure 2, for example, is                        
              misplaced.  Shoji’s [Kouji’s] end product shown in Figure 2 appears to correspond to the                       
              final product of the method of manufacturing Figures 3-6.  According to the description at                     
              lines 9-15 of page 5 of the translation, the numeral 7 indicates an N-type first epitaxial                     


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