Ex Parte VORA - Page 6




          Appeal No.1999-1940                                                         
          Application No. 08/654,760                                                  


          rejects claims 3 and 5 under 35 U.S.C. § 103 over Mori at page 6            
          of the answer.                                                              
               We agree with appellant (reply brief at page 1) that the               
          whole appeal depends on one simple issue.  That issue is the                
          interpretation given to the phrase “self-aligned”.  We agree with           
          the examiner that the process limitations cannot be read into               
          apparatus claims (answer at pages 10 and 11), however, the claims           
          are not to be interpreted in a vacuum.  We are persuaded by                 
          appellant that the structure resulting from the process described           
          in the specification (see figures 1, 2 and 20, and table at pages           
          13 to 15 of the specification), leads one to conclude that                  
          appellant is correct in his interpretation of the claims (reply             
          brief at page 6), when appellant states “[t]he correct interpre-            
          tation is that it will not have any horizontal component on the             
          surface of the substrate or on the bottom of the well and                   
          therefore will not extend beyond the perimeter of the trench.”              
          With this interpretation of the claims and observing figures 1b             
          and 4b of Mori, we are not convinced that Mori anticipated the              
          claimed limitations of claim 1.  Moreover, we are of the view               






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