Ex Parte BAGLEY - Page 8


                Appeal No. 2000-1804                                                                                                         
                Application 08/668,598                                                                                                       
                        The organosilsesquioxane polymer described in the Bagley patent is a true                                            
                        polymer: it consists of large molecules of recurring long chain structural units,                                    
                        each molecule having a molecular weight of about 10,000.  It is prepared by                                          
                        reacting an alkyltrialkoxysilane precursor at elevated temperatures for many                                         
                        hours.  The organosilsesquioxane polymer is a solid at room temperature.  It is                                      
                        soluble in organic solvents, and insoluble in water.  In contrast, the                                               
                        alkyltrialkoxysilane described in the Cuthbert and Stark-Kasley patents consists                                     
                        of molecules having low molecular weights.  The alkyltrialkoxysilane is a liquid at                                  
                        room temperature.  It is soluble in water. (Declaration of Crosby, page 3,                                           
                        paragraph 4, lines 7 - 15).                                                                                          

                        We are of the opinion that, on balance, the Examiner has not carried his burden                                      
                of showing a prima facie case of obviousness.  While it is indeed true that the polymers                                     
                are related, it appears to us that the relationship is more of a precursor-final product                                     
                relationship than an analogous structure relationship.  In Bagley, it appears that the                                       
                claimed organosilsesquioxane polymer is prepared by the hydrolysis and condensation                                          
                of methyltriethoxysilane (column 3, lines 37-39), and we note that the claims of the                                         
                instant application require n to be between 10 and 200, which indicates a significant                                        
                number of repeating units must be present.                                                                                   
                        The Stark-Kasley reference discloses an aqueous solution of water, an                                                
                alkyltrialkoxysilane or blend of alkyltrialkoxysilanes each with C1 to C10 alkyl groups on                                   
                silicon, a silane coupling agent having a reactive organofunctional group which is an                                        
                amino or quaternary ammonium functional group, and a blend of petroleum and                                                  
                synthetic waxes.  (Stark-Kasley, column 1, line 65 - column 2, line 7).  The Cuthbert                                        
                reference discloses an aqueous solution of a water soluble coupling agent and an                                             
                alkyltrialkoxysilane.  (Cuthbert, column 3, lines 43-50).                                                                    
                        The Examiner has not provided us with any evidentiary or factual support to                                          
                undergird his conclusion that the inclusion of the compounds from the references within                                      


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