Ex Parte PHILLIPS et al - Page 3


                 Appeal No.  2001-0931                                              Page       3                    
                 Application No. 09/104,476                                                                            
                        Initially we note the examiner’s statement (Answer, page 3), “[t]he copy of                    
                 the appealed claims contained in the Appendix to the [B]rief is incorrect and                         
                 does not reflect the amendments made to the claims in [P]aper #8 received                             
                 12/30/99.”  The examiner, however, failed to identify which claims were                               
                 incorrectly copied.  Upon review of Paper No. 8, pages 1-2 we find that claims 1,                     
                 3 and 5 were amended.  Comparing these three claims to appellants’ “Appendix                          
                 of Claims Involved in the Appeal” (the Appendix) the only inconsistency we find                       
                 is that the Appendix includes two claims numbered “3”.  Upon further inspection                       
                 of the record, we find that the first occurrence of claim 3 (at page 11 of the                        
                 Appendix) recites claim 3 as it was originally presented.  At page 12 of the                          
                 Appendix, claim 3 is noted as “amended” and reflects the changes made in the                          
                 December 30, 1999 amendment.                                                                          
                        Therefore, it appears that the examiner’s concern is that the copy of the                      
                 appealed claims contained in the Appendix includes two copies of claim 3, one                         
                 of which is correct and is labeled “amended”.  If this is the examiner’s only                         
                 concern then the examiner should have clearly stated that the Appendix includes                       
                 two copies of claim 3, and that the first occurrence on page 11 is not correct.                       
                 We note however, that the examiner’s failure to clearly and concisely explain his                     
                 position follows through to the remaining issues on appeal.                                           














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