Ex parte LACHUT - Page 5


                 Appeal No. 2001-0933                                                      Page 5                   
                 Application No. 09/205,530                                                                         

                    background, the obviousness or nonobviousness of the subject matter is                          
                    determined.                                                                                     
                 Graham v. John Deere, 383 U.S 1, 6, 148 USPQ 459, 467 (US 1966).                                   
                       Regarding the scope and content of Hazen, examiner (Examiner’s Answer,                       
                 p. 4) points out that Hazen is directed to adjuvant-containing herbicide formulations              
                 and discloses a formulation comprising an herbicide and                                            
                    1. about 100 g/L of a lower alkanol ester of a fatty acid (col. 5, lines 7-15);                 
                    2. about 5-100 g/L of an emulsifier comprising:                                                 
                           a. 95-60% of a nonionic surfactant (col. 3, lines 37-38); and,                           
                           b. 5-40% of an anionic surfactant (col. 3, lines 40-41).                                 
                       However, regarding the differences between Hazen and the claims,                             
                 examiner focuses solely on the lower alkanol ester of a fatty acid component and                   
                 appears to ignore the anionic and nonionic surfactants of the claimed composition.                 
                 Whether or not there is a difference between the surfactants taught in Hazen and                   
                 those claimed is not explained.  For example, the claimed invention is limited to a                
                 nonionic surfactant selected from the group consisting of:                                         
                    € an ethoxylated castor oil;                                                                    
                    € an ethoxylated-propoxylated castor oil;                                                       
                    € an ethylene-propylene block copolymer;                                                        
                    € an ethoxylated-propoxylated alkyl phenol;                                                     
                    € an ethoxylated sorbitan fatty acid ester;                                                     
                    € a sorbitan fatty acid ester; and,                                                             
                    € combinations thereof.                                                                         

                 Hazen discloses nonionic polyoxyalkylenes. Whether or not there is a difference                    
                 between the claimed nonionic surfactants and Hazen’s nonionic polyoxyalkylenes is                  
                 not explained. In establishing a prima facie case of obviousness, the initial burden               







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