Ex Parte HUANG - Page 13




                 Appeal No. 2001-1986                                                                                                                 
                 Application No. 08/719,968                                                                                                           

                 transitional language “consisting essentially of” excludes only additional components that change                                    
                 the basic and novel characteristics of Appellant’s invention.  However, the initial burden is on the                                 
                 examiner to show that, on the record before him or her, it is reasonable to shift the burden to the                                  
                 applicant to show why the additional components result in something other than the claimed                                           
                 invention.  Cf. In re Spada, 911 F.2d 705, 708, 15 USPQ2d 1655, 1658 (Fed. Cir. 1990) (“[W]hen                                       
                 the PTO shows sound basis for believing that the products of the applicant and the prior art are the                                 
                 same, the applicant has the burden of showing that they are not.” ).  Here, Scheve’s teaching of                                     
                 different relevant properties of printing plates depending on the identities of the prepolymers must                                 
                 be dealt with on the merits.  In other words, to shift the burden to Appellant, the examiner must                                    
                 show that, not withstanding Scheve’s teachings, one skilled in the art would nonetheless have                                        
                 expected the presence of polyesters not to have changed the basic and novel characteristics of                                       
                 Appellant’s invention.  Because the examiner has not made such a showing, I find that the weight of                                  
                 the evidence favors Appellant, and I agree that the examiner’s rejection of claims 13, 15, 16, and 22                                
                 over Scheve and the secondary references must be reversed.                                                                           
                 For the foregoing reasons, I respectfully concur-in-part and dissent-in-part.                                                        


                                            ___________________________                                                                               
                                            MARK NAGUMO                                                                                               
                                            Administrative Patent Judge                                                                               


                 CKP/lp                                                                                                                               

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