Ex Parte YIN et al - Page 8


              Appeal No. 2001-2443                                                                                           
              Application 09/108,541                                                                                         
              teaches counter current recycling the effluent to lower color, AOX, and COD through the                        
              bleach stages (Examiner’s Answer, page 5, lines 10-12).  The Examiner then concludes                           
              it would have been obvious to recycle the chlorine dioxide effluent to the oxidative                           
              extraction stages as being taught by Carles or Ibister and further to lower the water and                      
              steam consumption  (Examiner’s Answer, page 5, lines 12-16).                                                   
                      Initially, we note that the Examiner bears the initial burden, on review of the prior                  
              art or on any other ground, of presenting a prima facie case of unpatentability. If that                       
              burden is met, the burden of coming forward with evidence or argument shifts to the                            
              applicant.  In re Oetiker, 977 F.2d 1443, 1445, 24 USPQ2d 1443, 1444  (Fed. Cir.                               
              1992).  Where the Examiner fails to establish a prima facie case, the rejection is                             
              improper and will be overturned.  In re Fine, 837 F.2d 1071, 1074, 5 USPQ2d 1596,                              
              1598 (Fed. Cir. 1988)                                                                                          
                      The Appellants point out that their claims preclude recycling the filtrates to a                       
              recovery boiler.  (Reply Brief, page 7, lines 21-25, page 8, lines 3-6).  They further point                   
              out that the principal reference, Maples teaches recovery of the chloride by recycling the                     
              filtrates to a recovery boiler  (Reply Brief, page 8, line 7 - page 9, line 37).  Finally, they                
              note that Maples does not teach mixing D1 and/or D2 stage filtrate with the brown stock                        
              entering the initial extraction phase.  (Reply Brief, page 11, lines 17-20)                                    
                      We agree with the Appellants.  We are unable to find where the Examiner has                            
              pointed to a teaching in the Maples, Carles, Ibister, or Li references which would lead                        
              one of ordinary skill in the art to the process as claimed; specifically: (1) to prohibit                      
              recovering the filtrate by a conventional recovery boiler, and (2) to recycle the filtrate                     
              from the D1 and/or D2 stages, mix it with the brown stock, and subject the mixture to the                      


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