Ex Parte JAFFE - Page 3


            Appeal No. 2002-0444                                                 Page 3                    
            Application No. 09/086,138                                                                        

            whole effluent sample.  As presently drafted, it is unclear how many samples must be              
            obtained in claim 1 and how the samples are to be utilized.                                       
                   Claim 1 is ambiguous to say the least.  As set forth in In re Zletz, 893 F.2d 319,         
            321-22, 13 USPQ2d 1320, 1322 (Fed. Cir. 1989), “[D]uring patent prosecution when                  
            claims can be amended, ambiguities should be recognized, scope and breadth of                     
            language explored, and clarification imposed. … An essential purpose of patent                    
            examination is to fashion claims that are precise, clear, correct, and unambiguous.               
            Only in this way can uncertainties of claim scope be removed, as much as possible,                
            during the administrative process.”  Appellant needs to review claim 1 and clarify how            
            many samples are involved in the method and how the samples are to be used.                       
                                              OTHER ISSUES                                                    
                   If prosecution is resumed in this application and appellant presents claims which          
            obviate the problem set forth in the above rejection, the examiner will have to determine         
            whether the new claims are patentable over the Jaffe reference.  In an attempt to move            
            this case forward in a positive manner, we make the following observations.                       
                   The key to deciding the patentability issues in this case in our view is the               
            interpretation or construction one places on the phrase “whole effluent sample.”  From            
            reviewing the record in this appeal, it appears appellant would have one read this                
            phrase restrictively as if it is qualified by the words “liquid” and “unconcentrated.”  To the    
            extent the specification of this application would support such a construction, adoption          
            of that construction without amendment of the claims would be improper.  As stated in             
            Intervet Am., Inc. v. Kee-Vet Labs., Inc., 887 F.2d 1050, 1053, 12 USPQ2d 1474, 1476              
            (Fed. Cir. 1989), “limitations appearing in the specification will not be read into claims,       





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