Ex Parte FEULNER - Page 5



          Appeal No. 2002-0538                                                        
          Application 09/220,468                                                      

          conceded by the examiner (see page 4 in the answer), however,               
          Uehling does not specify the nature of the interface between the            
          compressor 14 and the pipe 24, and thus does meet the limitations           
          in independent claims 1, 14 and 21 relating to the groove(s) in             
          the engine case or shroud.  The examiner nonetheless concludes              
          that                                                                        
               [i]t . . . would have been obvious to use either an                    
               annular groove, plural annular groove segments or                      
               plural holes as the openings in the Uehling reference.                 
               While the Uehling reference does not teach a specific                  
               shape for the opening one of ordinary skill would                      
               realize that the opening is either a single opening (an                
               annular groove) or plural openings (interrupted grooves                
               or plural opening[s]).  Therefore, it would have been                  
               obvious to use an opening shape which would be easy to                 
               manufacture. It also would have been obvious to one of                 
               ordinary skill in the art to use plural grooves, either                
               around a single rotor blade set or around plural blade                 
               sets in order to provide an increased protection                       
               against compressor surge and stall [answer, pages 4 and                
               5].                                                                    
               Rejections based on 35 U.S.C. § 103(a) must rest on a                  
          factual basis.  In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173,            
          177-78 (CCPA 1967).  In making such a rejection, the examiner has           
          the initial duty of supplying the requisite factual basis and may           
          not, because of doubts that the invention is patentable, resort             
          to speculation, unfounded assumptions or hindsight reconstruction           
          to supply deficiencies in the factual basis.  Id.  The foregoing            
          rationalization advanced by the examiner to justify the rejection           

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