Ex Parte FIGURA - Page 2




          Appeal No. 2002-0677                                                        
          Application 09/257,899                                                      


               18.  A method for forming a roughened polysilicon surface on           
          a substrate, comprising:                                                    
               forming a first polysilicon layer on the substrate;                    
               subsequent to forming the first polysilicon layer, forming a           
          second polysilicon layer at a temperature and a pressure selected           
          to form a hemispherical grained surface supported by the first              
          polysilicon layer, wherein the hemispherical grained surface has            
          a plurality of grains; and                                                  
               removing a portion of the second polysilicon layer, thereby            
          decreasing a size of the grains and increasing a distance between           
          adjacent grains while maintaining continuity of the first                   
          polysilicon layer.                                                          
                                   THE REFERENCES                                     
          Fazan et al. (Fazan)            5,130,885          Jul. 14, 1992            
          Ko et al. (Ko)                  5,350,707          Sep. 27, 1994            
          Hirota et al. (Hirota)          5,372,962          Dec. 13, 1994            
                                    THE REJECTION                                     
               The claims stand rejected under 35 U.S.C. § 103 as being               
          obvious over the combination of Hirota, Ko, Fazan and the                   
          appellant’s admitted prior art.1                                            
                                       OPINION                                        
               We reverse the aforementioned rejection.                               
               Hirota discloses a method for increasing capacitance by                

               1 In the answer (page 5) the examiner relies upon                      
          U.S. patent 5,256,587 to Jun et al.  Because this reference is              
          not included in the statement of the rejection, it is not                   
          properly before us.  See In re Hoch, 428 F.2d 1341, 1342 n.3, 166           
          USPQ 406, 407 n.3 (CCPA 1970).  Accordingly, we do not further              
          discuss this reference.                                                     
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