Ex Parte SCHWARZ et al - Page 6



              Appeal No.  1999-1231                                                                Page 6                
              Application No. 08/709,554                                                                                 
                     Our review of the examiner=s evidence in light of the standard for enablement                       
              and/or utility articulated in Brana leads us to conclude that the evidence does not                        
              support the broad proposition that gene therapy is nonenabled.                                             
                     Turning to that aspect of the examiner=s rejection that focuses on the role of                      
              glucocorticoids in gene transfer techniques, the examiner cites Hirt as evidence that                      
              glucocorticoids exert their biological effects by binding to glucocorticoid response                       
              elements (GREs) in the promoter regions of glucocorticoid-regulated genes, that their                      
              effects on the activity of glucocorticoid-inducible promoters are extensive and varied,                    
              and Athat there are >some problems and limitations inherent in inducible expression                        
              systems, especially in glucocorticoid-inducible expression vectors=.@  Examiner=s                          
              Answer, pages 10-11.                                                                                       
                     Inasmuch as the examples in the specification purport to demonstrate that                           
              glucocorticoids have an effect on gene expression that is independent of the promoter                      
              or gene used, and the claimed method expressly requires a vector containing a gene                         
              under the control of a promoter that does not have a GRE, the relevance of Hirt is not                     
              immediately apparent.  Nevertheless, the examiner insists that A[t]he promoter needs to                    
              have a glucocorticoid response element for glucocorticoid to have an effect on the                         
              promoter@ (Examiner=s Answer, page 5), and that the CMV and SV40 promoters used in                         
              the examples may lack Athe more common glucocorticoid response element[s],@ but that                       
              does not prove that they Ahave no GRE at all@ (Id., page 8).  The examiner concludes                       
              that A[f]or a glucocorticoid to have an effect, it is therefore apparent that there is a GRE               
              but for which the instant claims require there be no GRE@ (Id., page 11).                                  




                     We remind the examiner that                                                                         


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