Ex Parte NEUBERGER et al - Page 5



             Appeal No. 1999-1355                                                              Page 5                
             Application No. 08/469,786                                                                              
                    The examiner indirectly touches on a few of the Wands factors (Answer, pages 7                   
             and 8), arguing that                                                                                    
                    [D]isclosure of three functional chimeric antibodies is insufficient evidence                    
                    to support the present claims as to all chimeric antibodies prepared from                        
                    all non-Ig proteins as being functional.                                                         
                    The specification examples, while differing structurally and functionally,                       
                    are not representative of all classes of non-Ig protein moieties nor that                        
                    when coupled to an Ig, that the chimeric protein would have retained the                         
                    properties of both parts of the chimeric protein . . .                                           
                    [T]he biological activity [and] function of a protein are greatly dependent                      
                    upon its three-dimensional configuration . . . and [ ] even minor changes in                     
                    the sequence of a protein may adversely affect its ability to fold properly.                     
                    Changes in DNA sequence may alter the ability of a transfected cell to                           
                    express, secrete and properly assemble the protein.  The present                                 
                    application disclosure does not disclose nor guide one skilled in the art . . .                  
                    as to the parameters that affect and/or effect the predictability of the                         
                    retention of biological activity and function for both the non-Ig segment                        
                    and the Ig segment of the chimeric protein.  The indicia of certainty is not                     
                    apparent in the application as filed.  Thus, one of skill in the art . . . would                 
                    not have been able to predict with certainty or even a priori that                               
                    biologically active and functional chimeric antibodies would have been                           
                    produced from all expression constructs.                                                         
                    This argument is not persuasive for several reasons.  To the extent that the                     
             examiner requires “certainty” to demonstrate enablement, we note that no authority has                  
             been cited in support of this requirement.  On the contrary, a requirement for certainty                
             would be incompatible with any amount of experimentation and therefore incompatible                     
             with the standard of enablement discussed above.  Nor is it the function of the claims to               
             specifically exclude possibly inoperative embodiments - only if the number of                           
             inoperative embodiments becomes significant, and in effect forces one of ordinary skill                 
             in the art to experiment unduly in order to practice the claimed invention, might the                   
             claims be invalid.  See Atlas Powder Co. v. E.I. Du Pont De Nemours & Co., 750 F.2d                     
             1569, 1576-77, 224 USPQ 409, 414 (Fed. Cir. 1984).                                                      




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