Ex Parte NIUYA - Page 5




          Appeal No. 2001-0046                                                        
          Application 08/971,014                                                      


               In response to Appellant’s arguments, the Examiner                     
          acknowledges that “Sekiguchi does not teach the bottom of the               
          conductive layer of the capacitor formed on one dielectric layer            
          while the vertical upper portion[s] are formed on another                   
          dielectric” and asserts that Takaishi teaches the missing feature           
          (answer, page 4).  The Examiner further compares the claimed                
          cavity shape to the opening shown in figure 4D of Takaishi having           
          a horizontal bottom surface on layer 8 with an upper portion                
          having vertical sides formed by layer 21 and concludes that the             
          combination of the two references teaches the claimed method                
          (id.).                                                                      
               In rejecting claims under 35 U.S.C. § 103, the Examiner                
          bears the initial burden of presenting a prima facie case of                
          obviousness.  See In re Rijckaert, 9 F.3d 1531, 1532, 28 USPQ2d             
          1955, 1956 (Fed. Cir. 1993).  To reach a conclusion of obvious-             
          ness under § 103, consistent with the holding in Graham v. John             
          Deere Co., 383 U.S. 1, 17, 148 USPQ 459, 467 (1966), the examiner           
          must produce a factual basis supported by a teaching in a prior             
          art reference or shown to be common knowledge of unquestionable             
          demonstration.  Our reviewing court requires this evidence in               
          order to establish a prima facie case.  In re Piasecki, 745 F.2d            
          1468, 1471-72, 223 USPQ 785, 787-88 (Fed. Cir. 1984).  The                  
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