Ex Parte DZAU et al - Page 7


                 Appeal No.  2001-0490                                                          Page 7                   
                 Application No.  08/524,206                                                                             
                 the first segment to the third segment, and the first and third segments are                            
                 complementary to each other.                                                                            
                        Instead, appellants argue that the oligonucleotide disclosed by Chu ‘522 is                      
                 not double stranded DNA (dsDNA).  According to appellants (Brief, bridging                              
                 paragraph, pages 11-12):                                                                                
                                It is a basic and fundamental fact of molecular biology that                             
                        double stranded DNA consists of two DNA strands that are linked                                  
                        to one another only by base pairing (i.e., hydrogen bonding)                                     
                        between nucleotide bases that make up each of the strands; there                                 
                        is no form of covalent linkage between the two DNA strands that                                  
                        make up double stranded DNA.                                                                     
                 However, as the examiner points out (Answer, page 14), “[t]his restriction on                           
                 dsDNA is not disclosed in the instant specification.”  Furthermore, claim 1 recites                     
                 “a composition comprising dsDNA having a sequence specific for binding to a                             
                 transcription factor which modulates the transcription of at least one gene….”                          
                 Even assuming the specification did restrict the meaning of dsDNA, the use of                           
                 the open transitional term “comprising” does not exclude the presence of a linker                       
                 region connecting the two complementary strands of DNA together, as in Chu                              
                 ‘522.                                                                                                   
                        For the foregoing reasons, we find no error in the examiners rejection2.                         
                 Our reasoning applies equally to Chu ‘522 and Chu ‘985.  Accordingly, we affirm                         
                 the rejection of claim 1 under 35 U.S.C. 102(a) as anticipated by Chu ‘522, or                          
                 under 102(e) as anticipated by Chu ‘985.  As discussed supra claims 3 and 6 fall                        
                 together with claim 1.                                                                                  

                                                                                                                         
                 2 We recognize the examiner’s reliance on Bielinska as evidence that the HIV enhancer                   
                 sequence taught by both Chu references is an NF-κB binding site.  In re Samour, 571 F.2d 559,           
                 563, 197 USPQ 1, 4-5 (CCPA 1978).                                                                       





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