Ex Parte ALEXANDER JR et al - Page 7





            Appeal No. 2001-0910                                                                       
            Application No. 08/903,756                                                                 
            through a string of routers, there is no determination that                                

            communication is to occur through source route bridges and that                            

            the source route bridges will be bypassed on the establishment of                          

            a direct network connection as required by Appellants’ claims.                             

            We also agree with Appellants that in the only place where                                 

            communication through a bridge is mentioned in DeSimone, i.e.,                             

            the Figure 5 embodiment, communication always takes place through                          

            the bridge, in contrast to the claimed source route bridge                                 

            bypassing feature.                                                                         

                  We also recognize that the Examiner’s comments in the                                

            “Response to Arguments” portion of the Answer at page 29, line 1                           

            suggest the possible reliance by the Examiner on the supposed                              

            equivalence of source route bridges and routers.  We find the                              

            record to be totally devoid of any evidence to support such an                             

            assertion.2  The Examiner must not only make requisite findings,                           


            2 As additional support for the stated rejection, the Examiner cites (Answer,              
            page 24) excerpts from the Halsall text book titled “Data Communications,                  
            Computer Networks and Open Systems.”  To whatever extent this reference may be             
            applicable to the instant claimed invention, we will not consider it because               
            it is not part of the statement of the rejection and may not be properly                   
            relied upon.  “Where a reference is relied on to support a rejection whether               
            or not in a ‘minor capacity,’ there would appear to be no excuse for not                   
            positively including the reference in the statement of the rejection.”  In re              
            Hoch, 428 F.2d 1341, 1342 n.3, 166 USPQ 406, 407 n.3 (CCPA 1970).  See also Ex             
            parte Raske, 28 USPQ2d 1304, 1305 (Bd. Pat. App. & Int. 1993).  We would point             
            out, however, that our cursory review of Halsall reveals that, in contrast to              
            any suggestion of equivalence of bridges and routers by the Examiner, this                 
            reference clearly sets forth the art recognized distinction between bridged                
            LANs and router-based LANs.                                                                
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