Ex Parte LANZARA - Page 8




              Appeal No. 2001-1437                                                                                     
              Application No.  08/764,145                                                                              
                     formula, undue and exhaustive experimentation would be required.  Most                            
                     importantly, the data used for each point were NORMALIZED and are in                              
                     disagreement by about one order of magnitude (0.2 vs. 0.005).   Thus, the                         
                     two points from the curves, in the presence of DNQX, and upon which the                           
                     Examiner relies as being at or near to the maximum of the control curve                           
                     (without DNQX) ARE NOT TRUE MAXIMA because of the nature of their                                 
                     random selection of points together with the presentation of only data that                       
                     had been normalized.   These facts clearly demonstrate that the                                   
                     investigators DID NOT, NOR COULD NOT derive the claimed                                           
                     formulations that would provide the unique attributes of this invention.                          
                     [Emphasis in original.]                                                                           
                     Responding to the appellant, the examiner maintains the argument that                             
              optimization of a result (desensitization) effective variable (concentration of the                      
              antagonist) is routine in the absence of unexpected results.  Answer, page 9.  While we                  
              agree with the examiner that “discovery of an optimum value of a result effective                        
              variable in a known process is ordinarily within the skill of the art,” In re Boesch, 617                
              F.2d 272, 276, 205 USPQ 215, 219 (CCPA 1980) (citations omitted), our reviewing                          
              court has found an exception to this general rule where “the parameter optimized was                     
              not recognized to be a result effective variable,” In re Antonie, 559 F.2d 618, 621, 195                 
              USPQ 6, 8 (CCPA 1977).                                                                                   
                     In our view, the examiner has not established that one of ordinary skill in the art               
              would have been able to determine an optimum dosage of agonist and antagonist to                         
              prevent desensitzation altogether, from the general principle of the dose (concentration)                
              dependence of desensitization.   There is no compelling evidence of record that the                      
              relevant effect was achieved by the prior art.   The examiner has not established that                   
              the reference describes a formulation having the specifically claimed amounts of                         

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