Ex Parte BREAKEFIELD et al - Page 3



                 Appeal No. 2001-1686                                                        Page 3                   
                 Application No.  08/363,998                                                                          

                 replication.  Post-mitotic neurons harbor latent stage HSV-1, and once latent, the                   
                 virus can be retained by the neuron for the life of the cell.  See id. at 11-12.                     
                        The claims are drawn to methods of administering a mutant HSV-1 to a                          
                 neuronal cell of the central nervous system, wherein one of the immediate early                      
                 genes has been replaced by a gene operably linked to a promoter, resulting in                        
                 the expression of the gene in the neuronal cell.  See Claim 54.  According to                        
                 appellants, the method has both in vitro and in vivo uses, including studying DNA                    
                 sequences and cellular factors that regulate expression of neural specific genes,                    
                 production of animal models, and gene therapy.  See Appeal Brief, pages 10-11.                       
                                                   DISCUSSION                                                         
                        The claims stand rejected under 35 U.S.C. § 112, first paragraph, on the                      
                 grounds that the specification does not enable any person skilled in the art to                      
                 which it pertains, or with which it is most nearly connected, to use the invention                   
                 commensurate in scope of the claims.  The Answer contends that                                       
                        the specification, while being enabling for methods of studying cell                          
                        type specific differences in processing and cellular fate; methods to                         
                        study DNA sequences and cellular factors which regulate                                       
                        expression of neural specific genes; and methods for studying                                 
                        cellular fate and interactions between the central and peripheral                             
                        nervous system by directly administering into said neuronal cell an                           
                        HSV-1 mutant as a vector for gene delivery comprising a deletion in                           
                        an immediate early gene replaced by a gene sequence operably                                  
                        linked to a promoter sequence so that the gene sequence will be                               
                        expressed in the neuronal cell, and expressing the gene sequence                              
                        [in] [sic] said neuronal cells, does not reasonably provide                                   
                        enablement for to [sic] study neurological diseases, to study                                 
                        neuronal physiology or to control expression of protein and assess                            
                        its capacity to modulate cellular events in the central and peripheral                        
                        nervous systems; to elucidate the processing, regulation and                                  
                        functional domains of neural peptides; to study mutations such as                             





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