Ex Parte MALFROY-CAMINE - Page 6


                 Appeal No. 2001-2379                                                         Page 6                    
                 Application No. 08/931,666                                                                             

                 the cell.”  Examiner’s Answer, page 6.  The examiner based the latter assertion                        
                 on Triguero’s statement that the                                                                       
                        transport process is believed to be made up of three steps (11):  (i)                           
                        absorptive-mediated endocytosis at the lumenal side of the                                      
                        capillary; (ii) diffusion through the 0.3 µm of endothelial cytoplasm;                          
                        and (iii) absorptive-mediated exocytosis at the antilumenal                                     
                        membrane of the brain capillary.                                                                
                 Pages 4764-4765 (citation omitted).                                                                    
                        The examiner relied on Barone and Abrams for their disclosures of the                           
                 HIV-1 Tat protein and methods of making monoclonal antibodies, respectively.                           
                 He concluded that it would have been obvious                                                           
                        to use the teachings of Barone et al. and Abrams et al. to produce                              
                        human monoclonal antibodies which immunologically bind to tat                                   
                        protein of HIV and then to cationize the anti-tat antibodies to                                 
                        enhance the cellular uptake of the anti-tat antibodies according to                             
                        the teachings of Triguero et al.  One of ordinary skill in the art would                        
                        have been motivated by the long felt need for improved therapeutic                              
                        agents for treating HIV infection and would have had a reasonable                               
                        expectation of success since tat is an intracellular protein critical for                       
                        the replication of HIV virus and, thus, a target for therapeutic                                
                        intervention, and since Triguero et al. established that cationization                          
                        of antibodies enhanced cellular uptake of the antibodies.                                       
                 Examiner’s Answer, page 7.                                                                             
                        “In rejecting claims under 35 U.S.C. § 103, the examiner bears the initial                      
                 burden of presenting a prima facie case of obviousness.  Only if that burden is                        
                 met, does the burden of coming forward with evidence or argument shift to the                          
                 applicant.”  In re Rijckaert, 9 F.3d 1531, 1532, 28 USPQ2d 1955, 1956 (Fed. Cir.                       
                 1993).  “[A] proper analysis under § 103 requires, inter alia, consideration of two                    
                 factors:  (1) whether the prior art would have suggested to those of ordinary skill                    
                 in the art that they should make the claimed composition or device, or carry out                       





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