Ex Parte MALFROY-CAMINE - Page 9


                 Appeal No. 2001-2379                                                         Page 9                    
                 Application No. 08/931,666                                                                             

                 Based on this evidence, it would appear that those of skill in the art would expect                    
                 HIV-infected lymphocytes to endocytose and degrade cationized antibodies,                              
                 rather than expecting the cationized antibodies to effectively bind to and                             
                 inactivate intracellular Tat.                                                                          
                                                     Other Issues                                                       
                        According to Appellant, the instant application is a continuation of                            
                 application 08/137,183, filed March 21, 1994, which was a continuation-in-part of                      
                 application 07/693,872, filed April 30, 1991.  Thus, the effective filing date of the                  
                 claimed invention may be either March 21, 1994 or April 30, 1991.                                      
                        We have been unable to find any statement in the record by the examiner                         
                 fixing the effective filing date of the instant claims.  We note, however, that one of                 
                 the references attached to the Appeal Brief cites references that might anticipate                     
                 the instant claims.  Specifically, Pardridge2 cites three references (Pardridge et                     
                 al. 1994a, Pardridge et al. 1994b, and Pardridge et al. 1994c) which have titles                       
                 that suggest they may be anticipatory if the instant claims have an effective filing                   
                 date of March 21, 1994, and if the references were published before March 21 of                        
                 1994.                                                                                                  
                        Upon return of this case, the examiner should consider whether the                              
                 “Pardridge et al. 1994” references are prior art with respect to the instant claims                    
                 and, if so, whether they render the claims unpatentable.                                               

                                                                                                                        
                 2 Pardridge et al., “Cationized hyperimmune immunoglobulins:  Pharmacokinetics, toxicity               
                 evaluation and treatment of human immunodeficiency virus-infected human-peripherabl blood              
                 lymphocytes-severe combined immune deficiency mice,” Journal of Pharmacology and                       
                 Experimental Therapeutics, Vol. 276, pp. 246-252 (1996).                                               





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