Ex Parte ELFORD - Page 5


                Appeal No. 2002-0455                                                        5                 
                Application No. 09/123,620                                                                    

                inherent in a compound with free radical scavenging and/or ribonucleotide                     
                reductase inhibiting activity.  Appellant has argued that “oxidation-reduction                
                reactions and free-radical chain reactions involve comple[te]ly disparate                     
                chemistry and are never suggestive of one another.”  Appeal Brief, page 2.                    
                      In response, the examiner has presented reasoning to support her                        
                position.  See the Examiner’s Answer, page 5.  However, the examiner has                      
                presented no evidence to show that those of skill in the art would have                       
                recognized van’t Riet’s compounds, which were disclosed as free radical                       
                scavengers and ribonucleotide reductase inhibitors, as antioxidants that would be             
                suitable for and likely to be effective as inhibitors of NF-κB.                               
                      While Appellant has not cited any evidence to support his reading of the                
                prior art, neither has the examiner.  A lack of evidence on either side, however,             
                favors the applicant, since the examiner bears the burden of proving                          
                unpatentability.  As Judge Posner recently put it in a similar context, “in a finger-         
                pointing contest [the patentee] must lose because it bears the burden of proving              
                infringement.”  SmithKline Beecham Corp. v. Apotex Corp., No. 98 C 3952, 2003                 
                U.S. Dist. LEXIS at *73 (N.D. Ill. 2003).                                                     
                      In addition, while the specification does state that “[a]ntioxidants have               
                been shown to inhibit the oxidative stress activation of NF-κB,” page 2, it does              
                not state that all antioxidants would be expected to be NF-κB inhibitors.  Nor has            
                the examiner provided any evidence independently to show that any compound                    
                that could be construed as an antioxidant would be expected to be an inhibitor of             
                NF-κB.  Thus, even assuming arguendo that those skilled in the art would have                 





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