Ex Parte HERRMANN et al - Page 6


                Appeal No. 2002-1630                                                  Page 6                  
                Application No. 09/175,713                                                                    

                one of three specified ways, but also including “species comprising additions,                
                insertions, deletions, mutations, substitutions, and replacements, as well as                 
                amino-terminal additions.”  Examiner’s Answer, page 4.  The examiner                          
                characterizes the number of chemokines encompassed by the claims as                           
                “potentially infinite.”  Id.                                                                  
                      In contrast, according to the examiner, the specification discloses the                 
                structure of only four species within the genus, and discloses the functional                 
                characteristics of only one.  The examiner concluded that “[t]he disclosure of four           
                closely related molecules, each a modified form of SDF-1 alpha or beta, and the               
                functional characteristics of only one, are insufficient to describe the genus.”  Id.         
                      Appellants argue that                                                                   
                      [t]he chemokines [recited in the claims] . . . were well known in the                   
                      art by their common laboratory names long before the filing date of                     
                      the instant application. . . .  Therefore, coupled with information                     
                      known in the art, Appellants have described a procedure of                              
                      generating chemokine compositions modified at the amino-terminus                        
                      and those of ordinary skill in the art would readily recognize that                     
                      Appellants were in possession of the invention as claimed, i.e., a                      
                      specifically enumerated list of chemokines having known                                 
                      sequences that are modified with GroHEK, methionine, or                                 
                      aminooxypentane at the amino-terminus.                                                  
                Appeal Brief, pages 9-10.                                                                     
                      The examiner “‘bears the initial burden . . . of presenting a prima facie               
                case of unpatentability.’ . . .  Insofar as the written description requirement is            
                concerned, that burden is discharged by ‘presenting evidence or reasons why                   
                persons skilled in the art would not recognize in the disclosure a description of             
                the invention defined by the claims.’”  In re Alton, 76 F.3d 1168, 1175, 37                   






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